/Compliance Officer

Compliance Officer

United Kingdomgbvia direct
// Job Type
Full Time
// Salary
Not disclosed
// Posted
2 weeks ago

About the Role

Join a regulated financial services firm in Dubai and play a key role in maintaining compliance with UAE Securities and Commodities Authority (SCA) requirements.

What You’ll Do

  • Prepare and submit SCA regulatory reports
  • Monitor regulatory updates & ensure timely filings
  • Maintain compliance policies & internal controls
  • Support AML/CFT monitoring and KYC processes
  • Assist with audits, inspections, and regulator communications
  • Deliver compliance training & promote compliance culture

What We’re Looking For

  • 2+ years in compliance within brokerage sector
  • Strong knowledge of SCA Category 5 obligations & UAE AML regulations
  • Experience with regulatory reporting & notifications
  • Excellent attention to detail & deadline management
  • Bachelor’s degree (Law, Finance, Business or similar)
  • CISI certification preferred
  • English fluency required (Arabic a plus)

Why Apply?

  • Work within a regulated financial environment
  • Opportunity to strengthen regulatory expertise

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