About the Role
Interim Consultant – Lloyd’s Processing Broker Setup (Greenfield Build) – London Market
I’m supporting a well-backed, growth-focused London Market platform on a genuinely strategic hire – an experienced consultant to design and deliver the full setup required to operate as a Lloyd’s-capable Processing Broker.
This is a 3–6 month initial consultancy engagement leading to end-to-end design, build and implementation.
The mandate:
Define the full end-to-end operating model for processing broker activity
Translate business requirements into systems, data and workflow design
Build processes, controls and governance aligned to Lloyd’s and FCA expectations
Map regulatory obligations – SMCR, conduct risk, delegated authority standards, CASS (if applicable)
Develop risk register, controls matrix and oversight framework
Specify future-state roles, skills and resourcing model
Deliver a structured implementation roadmap through to operational go-live
You’ll act as SME and programme lead – working cross-functionally with compliance, technology, risk and senior stakeholders – producing documentation suitable for Lloyd’s and FCA scrutiny.
We’re looking for someone who has:
Demonstrable London Market broking operations experience
Strong understanding of delegated authority, TOBAs, bordereaux and distribution chains
FCA regulatory knowledge including conduct and client money
Experience building or transforming broker operational capability
The credibility to operate autonomously and at steering-committee level
This is suited to a senior operations consultant, transformation lead, or former COO/Head of Operations profile who has built broker capability before and understands what “good” looks like in a Lloyd’s context.
Tech Stack
Lloyd's operationsdelegated authoritySMCRFCA compliancerisk managementprocess designgovernanceregulatory knowledge