About the Role
Compliance Analyst role within Financial Services - 12-month FTC Generalist compliance analyst opportunity - £50,000 p.a. About Our Client Full-service Broker-Dealer - London, UK Job Description Work with the Senior Compliance office to support all onboarding and ongoing KYC/CDD requirements for new counterparties. Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log, Etc. Conducting communications monitoring (voice and electronic), ensuring compliance with the Firm's policies and procedures, evaluating issues/concerns, and appropriately escalating to Compliance Management. Support the Head of Compliance & MLRO to ensure all FCA Reg data returns are filed accurately and in a timely manner. Support the Senior Compliance Officer with the preparation of management information. The Successful Applicant A strong understanding of regulatory frameworks within the financial services industry. Experience in compliance, risk management, or a related field. Circa 3 years' experience in general compliance, including compliance monitoring, regulatory reporting, KYC, and SMCR. What's on Offer Competitive salary ranging from £45,000 to £50,000. Position based in London with opportunities to collaborate with a skilled team. 12-month fixed-term contract within the financial services industry. Likely to be extended. Potential for professional growth and development. Supportive and professional work environment. Contact Rob Cope Quote job ref JN-042026-7003432 Phone number +44 207 776 5935