Compliance Officer

A growing and forward-thinking London-based law firm is seeking an experienced Compliance Officer to join its Operations function. This is an excellent opportunity to play a key role in strengthening the firm’s regulatory framework and supporting senior leadership in maintaining high compliance standards. Key Responsibilities: Conduct file reviews and compliance monitoring across multiple practice areas Review AML, KYC and source of funds/wealth documentation Support client onboarding processes and handle initial compliance queries Monitor conflicts and client due diligence processes Carry out AML screening (sanctions, PEPs, adverse media) and ongoing monitoring of high-risk clients Support and enhance AML frameworks, risk assessments, policies and procedures Assist with SRA audits and regulatory reviews Maintain compliance registers and reporting logs Provide practical compliance guidance and training to fee earners Support firm accreditations (e.g. Lexcel) and wider compliance initiatives Requirements: Minimum 5 years’ experience in a legal compliance role Strong knowledge of SRA Standards and UK AML regulations Proven experience in file reviews, audits and client due diligence Ability to interpret regulations and communicate clearly across the business Highly organised with strong attention to detail This role would suit a proactive and commercially aware compliance professional who is keen to take ownership and contribute to a growing firm. There is clear scope for progression into senior positions, including MLRO/MLCO, for the right individual. The firm offers a competitive salary, hybrid working and a supportive, collaborative environment, alongside genuine long-term career development opportunities.