Manager of Communications Compliance

The Manager of Communications Compliance and their team will be responsible for ensuring compliance with regulatory requirements and internal guidelines, provide strategic direction and enhancements for related workflows and review tools, and requirements under Firm policy, SEC rules, FTC rules, FINRA, CFTC, FCA regulations and other applicable regulatory agency requirements. Your leadership will shape how Robinhood meets regulatory standards across jurisdictions, while also innovating on review processes and tooling! We expect this person to bring their personal area of subject matter expertise to provide a bias towards action while driving multiple initiatives. This role is based in our Denver, CO, Menlo Park, CA, New York, NY, and Washington, DC offices, with in-person attendance expected at least 4 days per week. At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office experience is intentional, energizing, and designed to fully support high-performing teams.  What you’ll do Lead a team that advises, reviews, approves and audits parent company communications to ensure alignment and adherence of legal, compliance, and internal standards Provide quality assurance checks on entity compliance reviews, ensuring consistency and that legal and compliance guidance has been properly engaged and applied Collaborate with Communications and Marketing partners to provide proactive compliance input on campaigns, PR strategies, and new initiatives Guide internal partners and teammates on applying compliance standards to projects and deliverables, ensuring clarity and adherence from the outset Review, analyze, and advise on parent company and enterprise-level communications, including third-party advertising, for compliance with regulatory and firm guidelines Serve as a principal-level approver for communications, confirming adherence to all applicable regulatory laws and internal policies Provide enterprise-wide guidance on compliance expectations across multi-entity projects and verticals Create clear, practical guidelines and frameworks to help teams meet evolving regulatory and firm requirements Drive improvements to compliance processes, systems, and tools that enhance quality, scalability, and operational impact Strengthen internal controls and governance practices across key business areas through continuous review and refinement What you bring Bachelor’s Degree required; JD or MBA is a plus 7+ years working in communications compliance within financial services, preferably a Broker-Dealer or Registered Investment Advisor  3+ years in a people management role Strong understanding of SEC, FINRA, CFTC, FTC, and FCA communication rules and frameworks Excellent writing, analytical, and interpersonal skills; highly detail-oriented Proven leadership experience with a collaborative, feedback-driven approach Skilled at managing complex projects and cross-functional stakeholder groups in fast-paced environments Experience with compliance review tools (e.g., Red Oak), data visualization (e.g., Tableau), and AI productivity tools (e.g., ChatGPT, Gemini) Bonus: FINRA Series 7 or 24 license, or willingness to obtain within first year