Compliance Manager - Asset Management - 12 month FTC

• Compliance Manager role within Equities focused Asset Manager
• Compliance Generalist with a core focus on UCITS Funds

About Our Client

This role is with a well-established organisation in the financial services industry, recognised for its expertise and professionalism. The company operates as a medium-sized organisation and is committed to delivering excellence in its field.

Job Description

• Carry out compliance monitoring
• Carry out regular and ad-hocBAU compliance tasks as per allocation, including but not limited to:
  • financial promotions review,
  • AML, RFP and DDQ review,
  • staff conflicts management,
  • FCA returns,
  • SMCR related tasks,
  • restricted list maintenance,
  • investment related Bloomberg AIM tasks)
• Assist with Compliance projects as required

The Successful Applicant

A successful Compliance Manager should have:

• Good working knowledge of MiFID II topics, COLL, CASS, AML, SMCR, MAR
• Good knowledge of UCITS funds

What's on Offer

• Competitive salary ranging from £80,000 to £90,000 per annum.
• 12-month fixed-term contract with potential for career development.

Contact

Rob Cope

Quote job ref

JN-062026-7041358

Phone number

+44 207 776 5935

Job summary

• Job function
• Compliance

• Subsector
• Compliance Generalist

• Sector
• Financial Services

• Location
• London

• Contract type
• Interim

• Consultant name
• Rob Cope

• Consultant phone
• +44 207 776 5935

• Job reference
• JN-062026-7041358