About the Role
<p>Are you looking for an opportunity to take a leadership role in building a state-of-the-art SOX program in a global industrial organization? </p>
<p>Our client, a leader in their industry, is seeking a Financial Controls/SOX at the Associate Director level with strong leadership, one who can work closely with the CAE, and help build and strengthen their internal controls function. This position will be a key member of their risk-based internal audit program and take a lead role their financial controls program. Additionally, our client is seeking a candidate with executive presence and the ability to lead high-profile audit engagements and projects.</p>
<p>What are people saying about this company?<br />
• Great company to work for, nice people<br />
• They seem like they care about the employees<br />
• Flexible schedule and management friendliness</p>
<p>Title: Associate Director, Internal Audit/SOX<br />
Salary: $150,000 – $175,000 plus bonus<br />
Location: New Haven County, CT</p>
<p>Key Responsibilities:</p>
<p>• Help provide strategic direction and hands-on oversight in building and implementing the financial Controls / Sarbanes-Oxley (SOX) function.<br />
• Reporting to the CAE, this individual will have exposure to the operations of the company and will work with internal and external auditors.<br />
• Following the design and implementation of the program, this individual will support the maintenance of the organization’s SOX compliance effort.<br />
• Develop and establish a robust SOX framework tailored to the organization’s structure and regulatory requirements.<br />
• Conduct comprehensive risk assessments to identify key controls, evaluate control design effectiveness, and assess the overall control environment.<br />
• Drive the implementation of SOX compliance initiatives, ensuring alignment with industry best practices and regulatory standards.<br />
• Collaborate with cross-functional teams to optimize business processes, integrating effective internal controls seamlessly into daily operations.<br />
• Create and maintain detailed documentation of SOX processes, controls, and testing procedures.<br />
• Build, mentor, and lead team members and high-profile projects and professionals, fostering a culture of excellence and continuous improvement.<br />
• Work closely with process owners to develop and implement effective remediation plans for identified control deficiencies.<br />
• Collaborate with internal stakeholders, external auditors, and senior management to communicate the status of SOX compliance efforts.</p>
<p>Qualifications:</p>
<p>• Bachelor’s in Accounting, Finance or related field; Master’s Degree and/or CIA/CPA preferred.<br />
• 8+ years of progressive experience in the Big 4 and/or corporate SOX/Internal Controls experience<br />
• Extensive knowledge of US GAAP, Sarbanes-Oxley, risk and controls standards, and business process best practices.<br />
• Proven track record of supporting the build and implementation of SOX compliance programs.<br />
• Strong understanding of internal controls, risk management, and financial reporting.<br />
• Strategic thinker with excellent project management and organizational skills.<br />
• Effective communication and interpersonal skills, with the ability to engage with stakeholders at all levels.<br />
• Self-starter with excellent problem-solving abilities.<br />
• Ability to travel approximately 20-40%</p>